About Me

With over two decades of experience in the financial services industry, Kathleen S. Morman has built a stellar reputation as a dedicated and results-oriented professional. Currently serving as a Business Service Manager at Morgan Stanley, Kathleen specializes in providing personalized financial solutions, ensuring clients achieve their investment goals with confidence and clarity.

Her career journey includes pivotal roles at UBS Financial Services Inc., where she worked for 14 years as a Mass Transfer Manager, and at McDonald Investments Inc. Her extensive expertise spans portfolio management, corporate advisory, and high-demand trading, making her an invaluable resource for individual investors and businesses alike.

Kathleen's qualifications include passing critical industry exams such as the General Securities Representative (Series 7) and the Uniform Investment Adviser Law Examination (Series 65). She is registered with 4 Self-Regulatory Organizations and licensed in 53 U.S. states and territories, a testament to her commitment to maintaining high industry standards.

Beyond her technical expertise, Kathleen believes in absolute transparency and a client-first approach. She ensures every trade and investment decision is communicated clearly, empowering clients to actively participate in the management of their portfolios. With her guidance, clients benefit from detailed reporting, real-time portfolio insights, and the ability to act on time-sensitive opportunities.

When she's not working, Kathleen is passionate about staying informed on industry trends and building long-term relationships with her clients. Whether you're an individual investor or a small-to-medium-sized enterprise, Kathleen's expertise, transparency, and dedication make her the ideal partner for navigating the complexities of the financial world.